Important Documents

Standard Documents - NSE & BSE

  1. Client Registration Documents , Rights & Obligations, Risk Disclosure Document, Do’s & Don’t’s & Policies & Procedures.

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  2. Standard Documents in Vernacular Languages

    Download Client Registration Documents (Rights & Obligations, Risk Disclosure Document, Do’s & Don’t’s) in Vernacular Language :

    Assamese Bengali Gujrati Hindi Kanada
    Kashmiri Konkani Malyalam Marathi Oriya
    Punjabi Sindhi Tamil Telegu Urdu

    Note:“This document is a translated version of the client registration documents in English and is being provided in vernacular language to facilitate better understanding by the investors. In case of any ambiguity, the contents of the English version would prevail.”

Standard Documents - MCX

  1. Rights and Obligations of Members, Authorized Persons and Clients, Risk Disclosure Document and Guidance Note
    – Do’s And Don’ts For The Clients

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  2. Standard Documents in Vernacular Languages

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Policies & Procedures

  1. Inactive Account Policy

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  2. Internal Control Policy

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  3. PMLA Policy

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  4. Risk Management Policy

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  5. Surveillance Policy

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  6. Unauthentic news circulation Policy

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  7. Policies And Procedure For Prevention Of Money Laundering

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